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Financial Markets Law Advice
Cygnus Law advises on financial markets law including on compliance with product disclosure statement (PDS) requirements, identifying disclosure exemptions for investment offers (including those for wholesale and eligible investors), custodian (client money) obligations and AML/CFT obligations. Cygnus Law also assists with share & debt offers relying on the “small offers” exemption, which permits offers (subject to conditions) of up to NZ$2m to be made to up to 20 people in any 12 month period.