Fund Managers, Non-Bank Deposit Takers and Derivatives Issuers

Cygnus Law advises a range of business that issue and manage investments including fund managers, DIMS providers, non-bank deposit takers and derivatives issuers. We advise on regulatory matters including (where relevant) obligations in relation to product governance, product disclosure statements (PDS), client money (custodian obligations), fair dealing, financial reporting and AML/CFT. We assist with registering on the FSPR, identifying relevant investor exemption categories, preparing and updating relevant agreements and documents including investor agreements, disclosure documents and application forms.