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Lenders
Cygnus Law advises a range of businesses on financial service licensing under the Financial Markets Conduct Act. We can assist your business to obtain & maintain licences. That includes providing advice on regulatory obligations, support to implement practical & effective operational processes & controls, and to respond to regulators.
Relevant licences include:
Managers of managed investment schemes
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Derivatives issuers
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Financial advice providers
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Discretionary investment management service (DIMS) providers
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Equity crowdfunding and P2P lending platforms
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