Cygnus Law has extensive experience assisting a wide range of financial service providers and issuers of financial products to understand & comply with regulatory requirements and to meet commercial objectives. Clients include financial advice providers (and financial advisers), managers of managed funds, non-bank deposit takers, payment service providers, brokers, custodians, derivatives issuers, DIMS providers and FinTech businesses.
Cygnus Law advises on, and assists with, compliance, regulator engagement, licensing, registration, governance, AML/CFT, commercial agreements and capital raising.
Cygnus Law also advises businesses outside New Zealand on the nature and extent of any obligations they may have under New Zealand law and provides practical advice on compliance.
Key services include the following: